What 3.13.6 means in practice

Network traffic is blocked unless a rule explicitly allows it, inbound and outbound, at the boundary and at key points inside the system. Each allow rule names specific sources, destinations and ports, with a recorded reason.

SPRS points and the CMMC POA&M

CMMC Level 2 practice
SC.L2-3.13.6
SPRS points
5 points. When it is not met, the DoD Assessment Methodology subtracts 5 from the score of 110.
CMMC POA&M
Not allowed. It is worth 5 points, and 32 CFR 170.21(a)(2)(ii) admits only requirements worth 1 point, with one exception: 3.13.11 when encryption is used but not FIPS validated.

Sources: NIST SP 800-171 DoD Assessment Methodology, version 1.2.1 (June 24, 2020), Annex A; 32 CFR 170.21, Plan of Action and Milestones requirements.

What an assessor checks for 3.13.6

NIST SP 800-171A gives 2 determination statements for 3.13.6, each found satisfied or other than satisfied. Determine if:

  1. 3.13.6[a] network communications traffic is denied by default.
  2. 3.13.6[b] network communications traffic is allowed by exception.

NIST SP 800-171A (June 2018), assessment objectives for 3.13.6

Evidence that shows 3.13.6 is met

  • Firewall and network rule sets that end in a deny-all rule.
  • A review of the allow rules, with the business reason for each.
  • Outbound filtering rules, not only inbound ones.

How PolicyCortex gathers the evidence

PolicyCortex reads this evidence with the collectors below, read only, and grades 3.13.6 from it. Each line says what the product checks.

  • Azure: Network security groups. Checks that network security groups deny inbound and outbound traffic by default, carry an explicit deny-all rule, and allow only specific sources and destinations.

Meet the requirement once. Keep the evidence current.

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