What 3.13.16 means in practice

CUI stored on servers, laptops, databases, cloud storage and backups is protected, usually by encryption at rest, so a stolen disk or an exposed storage account does not expose it. Where encryption cannot give adequate protection, NIST's discussion names other means, such as keeping the data in secure offline storage.

SPRS points and the CMMC POA&M

CMMC Level 2 practice
SC.L2-3.13.16
SPRS points
1 point. When it is not met, the DoD Assessment Methodology subtracts 1 from the score of 110.
CMMC POA&M
Allowed. It is worth 1 point, and 32 CFR 170.21(a)(2)(ii) admits requirements worth 1 point. Conditional status also needs a score of at least 88, and the item must be closed within 180 days.

Sources: NIST SP 800-171 DoD Assessment Methodology, version 1.2.1 (June 24, 2020), Annex A; 32 CFR 170.21, Plan of Action and Milestones requirements.

What an assessor checks for 3.13.16

NIST SP 800-171A gives one determination statement for 3.13.16.

Determine if the confidentiality of CUI at rest is protected.

NIST SP 800-171A (June 2018), assessment objectives for 3.13.16

Evidence that shows 3.13.16 is met

  • Disk and storage encryption settings for servers, endpoints and cloud storage.
  • Database encryption settings.
  • The list of places where CUI is stored and how each is protected.

How PolicyCortex gathers the evidence

PolicyCortex reads this evidence with the collectors below, read only, and grades 3.13.16 from it. Each line says what the product checks.

  • Azure Storage: Storage accounts; Azure: Virtual machines and disks. Checks that every Azure Storage account and managed disk is encrypted at rest.
  • AWS: S3 buckets · EC2 and VPC networking · Data stores · CloudTrail and CloudWatch · Load balancers, API Gateway, CloudFront and Lambda. Checks encryption at rest across AWS: S3 default encryption, EBS volumes, RDS, EFS, DynamoDB, Redshift, ElastiCache, SNS topics, CloudWatch log groups and API Gateway caches.

Meet the requirement once. Keep the evidence current.

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