SOLUTIONS // FINANCIAL SERVICES · REGULATED CAPITAL

Audit-ready every quarter, not just year-end.

VERTICALSOC 2 · PCI 4.0 · GLBA · NYDFS 500

SOC 2 Type II, PCI DSS 4.0, GLBA Safeguards Rule, NYDFS 500. Financial regulators want continuous evidence, not point-in-time attestations. PolicyCortex produces both — auto-remediating drift in production while logging every action with tamper-evident provenance.

Book 30-min demo Pricing

PolicyCortex Cost Analysis — $4.2M total, vs previous, daily avg, forecast, with full service breakdown — Application view · /cost · joined to control scope

MISSION READINESS

FRAMEWORKS

SOC 2 · PCI 4.0

● MAPPED

CONTROLS

TSC + 12 PCI Reqs

● BASELINED

GLBA / NYDFS

INCLUDED

● COVERED

OPERATIONS

24 / 7 LIVE

● ACTIVE

PCI DSS 4.0 // ENFORCEMENTEffective 2025-03-31Scope: all merchants + service providers handling cardholder data

LIVE OPS // SAMPLE TENANT

STREAM

14:22:09okremediation.applied target=s3/cardholder-data action=enforce-bucket-policy

14:22:11infosoc2.evidence.captured criteria=CC6.1 status=PASS

14:22:14warndrift.detected resource=rds/transactional severity=HIGH pci-scope=YES

14:22:15okremediation.applied target=rds/transactional action=rotate-credentials

14:22:18infotprm.snapshot.captured vendor=cloud-provider scope=SOC2-TSC

14:22:21okaudit.evidence.signed framework=pci-4.0 retention=7y

CAPABILITIES

CAP-01
Multi-framework mappingSOC 2 · PCI 4.0 · GLBA · NYDFS 500 · ISO 27001 — one engine.
CAP-02
CDE scope automationCardholder data environment boundary auto-derived.
CAP-03
Auditor-grade evidenceTamper-evident, 7y retention, OSCAL-portable.
CAP-04
TPRM continuousVendor posture monitored; SIG-Lite alignable.
CAP-05
Auto-remediationDrift fixed before quarterly attestation due dates.
CAP-06
Anomaly detectionUnusual access surfaced inside 5s.

OPERATIONS · 30-DAY PILOT

01
ScopeCDE + GLBA NPI boundaries derived from cloud topology.
02
BaselineControls validated. Findings exported to your auditor's portal.
03
MaintainContinuous remediation between attestations. No more 'audit prep'.

FIELD-TESTED · FOUNDER OPERATED AT

USAAFinancial-grade security ops · founder experience
DOE National LabActive consultant
MITRECybersecurity engineering
FrontierProduction cloud architecture

CLEARANCES · PATENTS

DoD SECRETDoE Q

Founder runs every engagement personally. 4 U.S. patent applications filed.

FAQ

Does this replace our SOC 2 auditor?

No — your CPA firm still issues the report. We produce the evidence and continuous control narratives that make their job 80% faster and your engagement 60% cheaper.

PCI DSS 4.0 new controls?

4.0 added 51 controls vs 3.2.1. PolicyCortex covers all 12 requirement domains with the new controls (req 6.4.3, 8.3.6, 12.10.7, etc.) baselined and continuously validated.

GLBA Safeguards Rule (2023 amendment)?

Covered. The amended Rule requires 9 specific safeguards. Each is mapped to a continuous PolicyCortex control with evidence.

NYDFS 500 + state-level rules?

NYDFS 500 maps directly. State-level financial rules (California, Massachusetts, etc.) typically reference SOC 2 / NIST CSF — both of which we cover.

PROCUREMENT · NEXT STEP

Make audit prep history. Continuous compliance, continuous attestation.

$15,000 flat for the 30-day pilot. Connect cloud, baseline frameworks, hand the auditor evidence — every quarter, automatically.

Book 30-min demo Full pricing